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Archival Research Tutorial: Basic Facts about Archives

Archival materials give you direct access to the time or event you are studying. The goal of this guide is to help you conduct research at the Clara Thomas Archives & Special Collections at York University Libraries.

What are archives?

Archives and libraries are centres of knowledge that support research and learning, and document and preserve cultural heritage. However, archives are rooted in a different tradition of information management, handling and providing access to information in a particular way. It is one that has emphasized the different roles of archives: legal, historical, administrative and cultural.

This archival tradition impacts how you access and use archival materials.

Records are viewed as a fonds, the totality of records generated by a person or organization throughout the course of his/her/its lifetime. The fonds is a hierarchical structure of groupings based on the ways in which the records were used. The highest level is the fonds, followed by the series, file and item levels. The fonds level gives the broadest view of the records; the groupings become increasingly specific.

Hierarchical structure of archival fonds

A Very Brief History of Archives

  • Archival work aims to preserve the context in which records were created, maintained and used.
  • Archives existed in ancient times (including Ancient Greece and Ancient Rome) and housed government or public records. Records were evidence of actions taken and decisions made.
  • Archives (buildings) were secure and designed to preserve documents as evidence. For example, the Roman Tabularium had hallways and enclosed staircases connecting it to government buildings.
  • In France, the Archives Nationales allowed the public to access government records in 1794. Prior to this, archives were generally closed to all except a select few.
  • In Canada, archival institutions attempt to document Canadian history from all segments of the population and in all record formats. Government archives often hold private papers in addition to government records. This is known as total archives. For a formal definition of total archives see the SAA glossary here: http://www.archivists.org/glossary/term_details.asp?DefinitionKey=1188.

What does 'fonds' mean?

A fonds, or fond d'archives, is the whole of the records, regardless of form or medium, automatically and organically created and/or accumulated by a particular individual, family, or corporate body in the course of that creator's activities.

"Collection" vs "Archives"

A "collection" refers to a group of materials (irregardless of format) with some unifying characteristic.  Within the context of special collections in libraries, the term refers to materials actively assembled with intent by a person, organization or repository from a variety of sources.

This is different from an archives, which is the organic accumulation of records and documents as the by-product of activities, where the origin and provenance and arrangment reflect their original order.

See the SAA glossary of terms for more information.

Available here: http://www.archivists.org/glossary/index.asp

Two principles of archival arrangement

There are two principles which govern the arrangement of an archival fonds:

  • Principle of Provenance - all records of one creator are kept together
  • Respect for Original Order - all records are maintained in the order the creator had them

Fonds are generally listed by the name of the creator (a person, organization or family).  You can search for them by name.  This is why it is important to note down names and titles during your preliminary research.

Original order is important to remember when you handle archival material.  As a researcher you must always keep materials in the order in which they are found.